Unit 9: Threads
Table of Contents
1 What are Threads?
A thread is a portion of the program that can be scheduled independently of the larger program. It is a way to divide a single process into sub-runnable parts that each can be scheduled by the OS. This concept should already be somewhat familiar to you from the world of processes — processes are separate independent programs that can be scheduled independently — a thread is similar in that it provides a further division of schedulable units of a process that the O.S. can choose to run.
A single process can have multiple threads, and each thread runs independently. But resources are shared across threads; for example, threads share memory, unlike multi-processes which have their own memory layout without data being shared across memory layouts. Two threads have access to the same set of variables and can alter each other's variable values. Threads are also independently scheduled by the OS which means that a single program may actually use more than 100% of CPU resources on multi-processor machines.
2 Hello POSIX Threads?
Threading is traditionally provided via hardware and OS support, but
since there was great variance across hardware and software a
unifying setting was needed. In 1995, POSIX became the standard
interface for many system calls in UNIX including the threading
enviroemnt. So called POSIX threads, or pthreads
is the key model
for programming with threads in nearly every language and setup that
is built with the C language, such as Java and python and other high
level languages.
The lifecycle of a thread, much like a process, begins with creation. But, threads are not forked from a parent to create a child, instead they are simply created with a starting function as the entry point. A thread does not terminated, like a process, instead they are joined with the main thread or they are detached to run on their own until completion.
2.1 Creating a Thread
This new terminology will become more easily accessible via a hello world program:
/* hello_pthread.c*/ #include <stdio.h> #include <stdlib.h> #include <string.h> #include <pthread.h> void * hello_fun(void * args){ printf("Hello World!\n"); return NULL; } int main(int argc, char * argv[]){ pthread_t thread; //thread identifier //create a new thread have it run the function hello_fun pthread_create(&thread, NULL, hello_fun, NULL); //wait until the thread completes pthread_join(thread, NULL); return 0; }
The way to follow this program is that the thread is created with
pthread_create()
and is set to run the function hello_fun()
. The
main thread, e.g., the original program, then attempts to join the
new thread with the main thread with pthread_join()
, which blocks
until successful. In the meanwhile, the new thread running the
function prints the all important "Hello World!" and returns,
joining with the main thread and then exiting.
They key function to consider:
int pthread_create(pthread_t *thread, const pthread_attr_t *attr, void *(*start_routine) (void *), void *arg);
This creates a new thread in the calling process. The thread is
identified by the type pthread_t
, and can have a set of
attributes. We will not use the attribute field for our
threads. Following is a function pointer start_routine
which takes
a pointer argument and returns a pointer. This is the function that
gets called when the program starts. The next argument arg
is a
reference to the argument to start_routine
.
2.2 Passing Arguments to a Thread
In the hello world example, we did not pass arguments, but let's look at a slightly more advanced example:
/* hello_args_pthread.c*/ #include <stdio.h> #include <stdlib.h> #include <string.h> #include <pthread.h> void * hello_arg(void * args){ char * str = (char *) args; printf("%s", str); return NULL; } int main(int argc, char * argv[]){ char hello[] = "Hello World!\n"; pthread_t thread; //thread identifier //create a new thread that runs hello_arg with argument hello pthread_create(&thread, NULL, hello_arg, hello); //wait until the thread completes pthread_join(thread, NULL); return 0; }
This time we set up the function hello_arg
to take the argument
hello
, a string containing the phrase "Hello World!". Note that in
the startup routine, it must take a void *
argument, so we have to
cast
char * str = (char *) args;
but we know the argument was a string, so casting to a char *
is
safe here. The result of calling pthread_create()
is that the new
thread executes:
hello_arg(hello);
2.3 Joining Threads
Just like with processes, it is often useful to be able to identify
when a thread has completed or exited. The method for doing this is
to join the thread, which is a lot like the wait()
call for
processes. Joining is a blocking operation, and the calling thread
will not continue until the thread identified has changed states.
Typically, only the main thread calls join, but other threads can also join each other. All threads are automatically joined when the main thread terminates. For example the following code produces no output:
/* hello_pthread_bad.c*/ #include <stdio.h> #include <stdlib.h> #include <string.h> #include <pthread.h> void * hello_fun(){ printf("Hello World!\n"); return NULL; } int main(int argc, char * argv[]){ pthread_t thread; pthread_create(&thread, NULL, hello_fun, NULL); return 0; }
The program fails to join the new thread before the main thread terminated. As a result, the thread was automatically joined and did not have a chance to print "Hello World".
The fact that you do not have to join threads is actually an advantage because once the main thread dies the entire process dies. There are no zombies, no wasted resources. It all just comes to a hault.
2.4 Return values from threads
If we look more closely at the join function we see that a thread can pass a return value, much like an exit status for processes, except it can be of any type instead of just an integer.
int pthread_join(pthread_t thread, void **retval);
The retval
is a reference to a reference which will be set to the
return value. Let's see how it's used in a hello world program:
/* hello_return_pthread.c*/ #include <stdio.h> #include <stdlib.h> #include <string.h> #include <pthread.h> void * hello_return(void * args){ //allocate a new string on the heap with "Hello World!" char * hello = strdup("Hello World!\n"); return (void *) hello; } int main(int argc, char * argv[]){ char * str; pthread_t thread; //thread identifier //create a new thread that runs hello_return without arugments pthread_create(&thread, NULL, hello_return, NULL); //wait until the thread completes, assign return value to str pthread_join(thread, (void **) &str); printf("%s", str); return 0; }
The start up routine returned a void *
which is really a reference
to the string containing "Hello World!". The reference to the
string is stored at str
and printed to the string.
If you look more closely at this program, you start to notice that
the fact that this is possible is why threads and process are so
different. The string hello
in the thread is allocated on the
heap and the reference to that string is provided in the main
program. That means the thread and the main thread are sharing
resources, namely memory. While two processes can share some
memory, it occurs naturally for threads and enables a lot of
powerful programming paradigms — it also creates new
challenges. What happens when two threads try and write to the same
memory at the same time? We'll explore that in a following lesson.
2.5 Compiling POSIX threads
To compile a program with POSIX thread, first you must include the header file:
#include <pthread.h>
This provides access to the underlying data types, like
pthread_t
, and function declarations. However, this is not enough
because pthreads are not part of the standard C library. Instead,
you must also link the pthreads library at compilation, much the
same way we lined the readline library:
#> clang -lpthread hello_thread.c -o hello_thread
Where the -lpthread
indicates to the compile to link the POSIX
thread library.
3 Threads and the OS
Now that you have a basic understanding of creating, using, and joining threads. Let's dive into the OS systems that underly threading. While we like to describe threads as a user level service, it is actually an OS level service. The POSIX environment just standardizes that interface so we can be consistent across operating systems.
In Unix, threads are implemented using the clone()
system
call. Which is a lot like fork()
but has more options, including
sharing memory and creating kernel threads. This enables threads to
have a close kernel-level relationship and from the OS perspective
to be scheduled and treated much like a process.
3.1 Identifying Threads: pid's vs. tid's vs pthread_t
When identifying a process, we use its process id, or pid. So far,
we've seen POSIX threads identified by their pthread_t
which is a
transparent identifier used by the POSIX overlay of the clone()
system call. While pthread_t
identifiers are necessary for
working with the pthread library they are not that human
usable. Instead, we will often assign a thread a user level
identifier, like a number – thread 1, thread 2, and etc.
Interestingly, a thread has a kernel level identifier much like a
process id call the thread id. The traditional method for
retrieving this is using the gettid()
system call. Usually, this
system call is not implemented in the standard C library, and
instead we have to use the syscall()
interface to gain
access. Let's look at a sample program:
/* hello_id_pthread.c*/ #include <stdio.h> #include <stdlib.h> #include <string.h> #include <unistd.h> #include <sys/types.h> #include <sys/syscall.h> #include <pthread.h> //have to call syscall directly, no libc wrapper pid_t gettid(){ return (pid_t) syscall (SYS_gettid); } void * hello_fun(void * args){ //retrieve the thread_id pthread_t thread = pthread_self(); //print all identifying information printf("THREAD: TID:%d PID:%d PthreadID:%lu\n", gettid(), getpid(), thread); return NULL; } int main(int argc, char * argv[]){ pthread_t thread; //thread identifier //create a new thread have it run the function hello_fun pthread_create(&thread, NULL, hello_fun, NULL); //print all identifying information printf("MAIN: TID:%d PID:%d \n", gettid(), getpid()); //wait until the thread completes pthread_join(thread, NULL); return 0; }
The output of this program is:
#> ./hello_id_pthread MAIN: TID:21301 PID:21301 THREAD: TID:21302 PID:21301 PthreadID:140378868139776
You'll notice that a thread id is a LOT like a process id. In fact, for the main program, the thread id is process id. For the new thread, the thread id is different, but it retains the process id of the main program. This idea of process id's being like thread id's is why threads are schedule like normal programs.
3.2 Threads Running Like Processes
Let's a look at an example program to start this conversation:
/* busy_thread.c*/ #include <stdio.h> #include <stdlib.h> #include <string.h> #include <pthread.h> void * hello_fun(void * args){ while(1){ //busy wait } return NULL; } int main(int argc, char * argv[]){ pthread_t thread[4]; //thread identifier int i; //create 4 threads for(i = 0 ; i < 4; i++){ pthread_create(&thread[i], NULL, hello_fun, NULL); } //wait for all threads to finish for(i = 0 ; i < 4; i++){ pthread_join(thread[i], NULL); } return 0; }
This program creates 4 threads, all of which busy wait, and the main thread waits for the rest of the threads to complete. The question is, how much resources does this use? Let's run this program to inspect its resources usage:
#> ./busy_pthreads & [1] 21322 #> ps PID TTY TIME CMD 18344 pts/5 00:00:00 bash 21322 pts/5 00:00:06 busy_pthreads 21327 pts/5 00:00:00 ps
If we just run the program in the background and look at the ps
output, we see that the program is singular. No information about
the threads is provided. But, let's look at the top
output instead:
Tasks: 204 total, 1 running, 198 sleeping, 5 stopped, 0 zombie Cpu(s): 0.0%us, 0.0%sy, 0.0%ni, 99.9%id, 0.0%wa, 0.0%hi, 0.0%si, 0.0%st Mem: 7862628k total, 4490728k used, 3371900k free, 194504k buffers Swap: 12753916k total, 12k used, 12753904k free, 3641808k cached PID USER PR NI VIRT RES SHR S %CPU %MEM TIME+ COMMAND 21322 aviv 20 0 39240 380 296 S 394 0.0 4:06.83 busy_pthreads 1 root 20 0 24604 2548 1352 S 0 0.0 0:01.81 init 2 root 20 0 0 0 0 S 0 0.0 0:00.19 kthreadd 3 root 20 0 0 0 0 S 0 0.0 0:08.67 ksoftirqd/0 (...)
Look at the column for %CPU
. You're reading that right 394%!!!
That's because each of the threads is scheduled individually and is
using resources like a process. The machine running the program is
multi-core, so each thread can run at the same time, and thus, one
program is using all 4 cores at 100%.
This might seem nuts, but we can see this a bit better when we expand the program into its constituent threads.
#> ps -L PID LWP TTY TIME CMD 18344 18344 pts/5 00:00:00 bash 21322 21322 pts/5 00:00:00 busy_pthreads 21322 21323 pts/5 00:03:50 busy_pthreads 21322 21324 pts/5 00:03:50 busy_pthreads 21322 21325 pts/5 00:03:50 busy_pthreads 21322 21326 pts/5 00:03:50 busy_pthreads 21333 21333 pts/5 00:00:00 ps
The -L
option for ps
will organize by thread id (LWP) and
process id (PID), and now you can start to see that the program is
actually running as 5, the 4 threads and the 1 more for the main
program. If we look at the top
output using the H
option (hit
H
when top is up).
Cpu(s): 0.1%us, 0.0%sy, 0.0%ni, 99.9%id, 0.0%wa, 0.0%hi, 0.0%si, 0.0%st Mem: 7862628k total, 4490620k used, 3372008k free, 194552k buffers Swap: 12753916k total, 12k used, 12753904k free, 3641820k cached PID USER PR NI VIRT RES SHR S %CPU %MEM TIME+ COMMAND 21323 aviv 20 0 39240 380 296 R 100 0.0 6:34.12 busy_pthreads 21324 aviv 20 0 39240 380 296 R 100 0.0 6:34.13 busy_pthreads 21325 aviv 20 0 39240 380 296 R 100 0.0 6:34.10 busy_pthreads 21326 aviv 20 0 39240 380 296 R 100 0.0 6:34.10 busy_pthreads 21322 aviv 20 0 39240 380 296 S 0 0.0 0:00.00 busy_pthreads
We can see that each of the reads is using 100% of single core and
the main thread is blocking (S) waiting to join each of the other
threads. top
even goes so far as using the tid
as the pid
for
each thread.
4 Threads and shared resources
In the last lesson, we explored threads and their usefulness for concurrent programming. Threads are a way to divide the resources of a process so that individual parts can be scheduled independently. We also described this as user level parallelism, as oppose to O.S. level parallelism which is provide by processing.
There are many benefits to user level parallelism, such as simpler programming structure and design. User level parallelism also means that each thread shares the same resources, including memory. For example, consider the following small program:
#include <stdio.h> #include <stdlib.h> #include <unistd.h> #include <sys/types.h> #include <pthread.h> int shared = 10; void * fun(void * args){ time_t start = time(NULL); time_t end = start+3; //run for 3 seconds while(time(NULL) < end){ shared++; } return NULL; } int main(){ pthread_t thread_id; pthread_create(&thread_id, NULL, fun, NULL); pthread_join(thread_id, NULL); printf("shared: %d\n", shared); return 0; }
The thread executing fun()
will increment the shared variable
shared
for 3 seconds. The main thread will block on the join and
print the result. This is only possible because both threads, the
worker thread and the main thread share memory. While a contrived
example, it is demonstrative of the capabilities of shared memory
and your experience with multi-processing and piping should help you
appreciate the benefit.
However, shared resources comes at a cost. The above example has a single thread working on a single variable: what happens if we have multiple threads trying to manipulate a single memory address? You might think that each thread will be able to act without interference, but computers are finicky and the thread scheduling routine is not transparent. A thread may be just in the middle of an operation and then be interupted by another thread that is also operating on the same data. The result is that the data can become inconsistent and neither thread has the true representation of the data.
To solve these problems, we need a new mechanism to ensure that all critical operations are atomic or mutually exclusive, that is, an operation completes full within one thread without the possibility of another thread preempting that process. In today's lessons, we are going to learn how to add mutual exclusion to our programs to avoid inconsistencies and how to avoid using these tools in ways to hamper program progress.
5 Locking
The concept of resource locking is a huge area of study in computer and operating system research. The big idea is that when a program enters a critical section or a set of code that must fully complete without interruption, the program holds a lock that only one program (or thread) can hold a time. In this way only one program can ever be in the critical section at any time.
5.1 Why we need locks?
Before we get into the details of programming with locks. Let's look at an example of why we need locks. Consider the program below which is simulating a bank. The user selects the number of threads from the command line and then each thread will manipulate an account balance by randomly choosing an amount to credit or debit the account while tracking the total number of debits and credits.
/* bank.c*/ int balance = INIT_BALANCE; int credits = 0; int debits = 0; void * transactions(void * args){ int i,v; for(i=0;i<NUM_TRANS;i++){ //choose a random value v = (int) random() % NUM_TRANS; //randomnly choose to credit or debit if( random()% 2){ //credit balance = balance + v; credits = credits + v; }else{ //debit balance = balance - v; debits = debits + v; } } return 0; } int main(int argc, char * argv[]){ int n_threads,i; pthread_t * threads; //error check if(argc < 2){ fprintf(stderr, "ERROR: Require number of threads\n"); exit(1); } //convert string to int n_threads = atol(argv[1]); //error check if(n_threads <= 0){ fprintf(stderr, "ERROR: Invalivd value for number of threads\n"); exit(1); } //allocate array of thread identifiers threads = calloc(n_threads, sizeof(pthread_t)); //start all threads for(i=0;i<n_threads;i++){ pthread_create(&threads[i], NULL, transactions, NULL); } //join all threads for(i=0;i<n_threads;i++){ pthread_join(threads[i], NULL); } printf("\tCredits:\t%d\n", credits); printf("\t Debits:\t%d\n\n", debits); printf("%d+%d-%d= \t%d\n", INIT_BALANCE,credits,debits, INIT_BALANCE+credits-debits); printf("\t Balance:\t%d\n", balance); //free array free(threads); return 0; }
Once the program completes, it prints out the total amount credited and debited and the current balance. The program also prints out what the balance should be if we consider credits, debits and initial balance. Here is two runs of the program with 2 worker threads:
#> ./bank 2 Credits: 4707 Debits: 4779 1000+4707-4779= 928 Balance: 942 #> ./bank 2 Credits: 4868 Debits: 4465 1000+4868-4465= 1403 Balance: 1587
What happened? In neither case did the balance at the end match the expectation based on the total debits and credits. How could this be?
Each thread is scheduled independently and can be interrupted and preempted arbitrarily by the OS. This can even occur in the middle of an operation. Consider just the simple bit of code to add numbers:
balance = balance + v
To assign the final balance, two things must happen:
balance + v
must be computed and stored in a temp variable- The temp variable must be assigned to
balance
What happens if the thread did step (1) but was preempted by the other thread before completing step (2). In the meanwhile, the other thread completes (1) and (2), and finally the original thread is scheduled back to do step (2). Consider the diagram below:
Thread 1 Thread 2 balance v tmp (1) bal + v -> tmp 1000 5 1005 (1) bal + v -> tmp 1000 3 1003 (2) bal <- tmp 1003 (2) bal <- tmp 1005 1005
Since the incremental work of Thread 1 was assigned after the work of Thread 2, it is if Thread 2 never did the work in the first place. This is why we get such inconsistent results with the balance, and further, it's more than just the balance value, it not clear that even credit or debit counters are consisten either.
To solve this problem, we have to identify the critical sections of the program, that is, sections of code that only one thread can execute at a time. Once a critical section is identified, we use a shared variables to lock that section. Only one thread can hold the lock, so only one thread executes the critical section at the time.
5.2 Naive Locking
While it may simple at first creating a lock is no small task. The locking procedure must be an atomic operation where the whole process of testing if the lock is available and acquiring the lock occur singularly. To demonstrate why this must be the case, consider the following code where we implement a naive lock, which is just a variable integer, either set to 0 for available or 1 for locked.
char USAGE[] = "naive_lock n_threads\n" "USAGE: run n threads with a naive lock\n"; int lock = 0; //0 for unlocked, 1 for locked int shared = 0; //shared variable void * incrementer(void * args){ int i; for(i=0;i<100;i++){ //check lock while(lock > 0); //spin until unlocked lock = 1; //set lock shared++; //increment lock = 0; //unlock } return NULL; } int main(int argc, char * argv[]){ pthread_t * threads; int n,i; if(argc < 2){ fprintf(stderr, "ERROR: Invalid number of threads\n"); exit(1); } //convert argv[1] to a long if((n = atol(argv[1])) == 0){ fprintf(stderr, "ERROR: Invalid number of threads\n"); exit(1); } //allocate array of pthread_t identifiers threads = calloc(n,sizeof(pthread_t)); //create n threads for(i=0;i<n;i++){ pthread_create(&threads[i], NULL, incrementer, NULL); } //join all threads for(i=0;i<n;i++){ pthread_join(threads[i], NULL); } //print shared value and result printf("Shared: %d\n",shared); printf("Expect: %d\n",n*100); return 0; }
If you follow the code, you see that the variable lock
is set to 0
for unlocked and 1 for locked. Then each thread will spin until the
variable is set to 0 for unlocked, that is while(lock > 0);
If we run this program a few times with 2 threads, it might seem to work …
#> ./naive_lock 2 Shared: 200 Expect: 200 #> ./naive_lock 2 Shared: 200 Expect: 200 #> ./naive_lock 2 Shared: 200 Expect: 200 #> ./naive_lock 2 Shared: 200 Expect: 200 #> ./naive_lock 2 Shared: 200 Expect: 200 #> ./naive_lock 2 Shared: 172 Expect: 200
… until all of a sudden it does not work. What happened?
The problem is the testing of the lock and the acquisition of the lock are not atomic operations. If we look at that sequence of code:
//check lock while(lock > 0); //spin until unlocked <----------- What if threads swap here? lock = 1; //set lock Then two (or more) threads could have the lock.
What we need is a specialized operation for testing and setting that
all happens at once, and fortunately, this is provided to us by
pthread
library.
5.3 mutex
locks
The term mutex stands for a mutually exclusion, which is a fancy name for lock. A mutex is not a standard variable, instead, it is guaranteed to be atomic in operation. The act of acquiring a lock cannot be interrupted.
In the pthread
library the type of a mutex is:
pthread_mutext_t mutex;
You must first initialize a mutex before you can use it:
pthread_mutex_init(&mutex, NULL); // ^ // will not use second arg of init
You then can acquire and unlock a mutex:
pthread_mutex_lock(&mutex); /* critical section */ pthread_mutex_unlock(&mutex);
Both of these operations are atomic, and the locking function is blocking. That is, once a thread tries to acquire a lock, it will be suspended execution until the lock is available. Further, locks are ordered in their acquisition; the order in which threads try to acquire the lock determine which thread gets the lock next. How that works is a discussion for your operating systems class, and more generally, the locking functionality implantation details are heavily supported by the operating system and the hardware.
Finally, creating a mutex allocates memory. So we have to deallocate the mutex, or destroy it:
pthread_mutex_destroy(&mutex);
6 Locking Strategies
There are two strategies for locking critical sections. In this
part, we will refer back the bank.c
program at the top of the
lessons where we had three shared variables, balance
, credits
,
debits
, and multiple threads depositing and withdrawing random
funds from the balance. As we identified, there was inconsistencies
in the balance after running the program, and those inconsistencies
are present with all the shared variables.
6.1 Coarse Locking
One locking strategy for locking a program is to use a single lock for the critical section to protect the entire critical section. This is called coarse locking because it is a large granularity. In code, this might look like this for the critical section:
/*bank_coarse_lock.c*/ int balance = INIT_BALANCE; int credits = 0; int debits = 0; pthread_mutex_t lock; void * transactions(void * args){ int i,v; for(i=0;i<NUM_TRANS;i++){ pthread_mutex_lock(&lock); //acquire lock //choose a random value v = (int) random() % NUM_TRANS; //randomnly choose to credit or debit if( random()% 2){ //credit balance = balance + v; credits = credits + v; }else{ //debit balance = balance - v; debits = debits + v; } pthread_mutex_unlock(&lock); //release lock } return 0; }
With this locking strategy, consistency is achieved. All the critical code executes atomically and the output is consistent:
#> ./bank_coarse_lock 3 Credits: 7247 Debits: 7462 1000+7247-7462= 785 Balance: 785
6.2 Fine Locking
While coarse locking is a reasonable choice, it is inefficient. We
looks some paralleism because not all parts of the critical section
are critical to each other. For example, consider that the variable
credits
and debits
are used exclusively of each other; each
thread only performs a credit or debit but not both. Maybe it would
be worth while to do more fine grain locking.
Consider the following changes:
int balance = INIT_BALANCE; int credits = 0; int debits = 0; pthread_mutex_t b_lock,c_lock,d_lock; void * transactions(void * args){ int i,v; for(i=0;i<NUM_TRANS;i++){ //choose a random value v = (int) random() % NUM_TRANS; //randomnly choose to credit or debit if( random()% 2){ //credit pthread_mutex_lock(&b_lock); balance = balance + v; pthread_mutex_unlock(&b_lock); pthread_mutex_lock(&c_lock); credits = credits + v; pthread_mutex_unlock(&c_lock); }else{ //debit pthread_mutex_lock(&b_lock); balance = balance - v; pthread_mutex_unlock(&b_lock); pthread_mutex_lock(&d_lock); debits = debits + v; pthread_mutex_unlock(&d_lock); } } return 0; }
In this example, we use fine locking because each of the shared variables are independently locked only when used. This allows for more parallelism at the cost of complexity. If we compare the run times of the two strategies we see that, yes, fine grain locking is marginally faster and much faster on larger load sets.
6.3 Deadlocks
One consequence of fine grain locking is the potential for deadlocks. A deadlock occurs when two threads each hold a resource the other is waiting on. Let's look at a naive example:
#include <stdio.h> #include <stdlib.h> #include <pthread.h> pthread_mutex_t lock_a, lock_b; void * fun_1(void * arg){ int i; for (i = 0 ; i< 10000 ; i++){ pthread_mutex_lock(&lock_a); //lock a then b pthread_mutex_lock(&lock_b); //CRITICAL SECTION pthread_mutex_unlock(&lock_a); pthread_mutex_unlock(&lock_b); } return NULL; } void * fun_2(void * arg){ int i; for (i = 0 ; i< 10000 ; i++){ pthread_mutex_lock(&lock_b); //lock b then a pthread_mutex_lock(&lock_a); //CRITICAL SECTION pthread_mutex_unlock(&lock_b); pthread_mutex_unlock(&lock_a); } return NULL; } int main(){ pthread_t thread_1,thread_2; pthread_mutex_init(&lock_a, NULL); pthread_mutex_init(&lock_b, NULL); pthread_create(&thread_1, NULL, fun_1, NULL); pthread_create(&thread_2, NULL, fun_2, NULL); pthread_join(thread_1, NULL); pthread_join(thread_2, NULL); return 0; }
In this code we have two threads and two locks. One thread acquires
lock_a
and then lock_b
while the other thread acquires lock_b
and then lock_a
. If we run this program we find that nothing
happens; the program hangs. This is because of a deadlock.
Consider what happens when one each thread run such that one holds
lock_a
and the other holds lock_b
, then one thread is waiting
on the lock the other thread holds. Both threads are now blocking
on acquiring the resources, and the main thread is blocking trying
to join the worker threads. Nothing is running: deadlock.
7 Avoiding Deadlocks
Deadlocks are very hard to debug and are a big part of concurrent programming. The best way to avoid deadlocks is to ensure that all locking for all threads occur in the same order. That may seam like a simple task, but it is not because the notion of ordering is not always clear. Let's look at a slightly more complicated example of the bank where instead of a single account, we have multiple accounts. A thread randonly chooses two accounts and transfer money between them.
/*multicccount.c*/ #define INIT_BALANCE 1000 #define NUM_TRANS 100 #define MAX_TRANS 10 #define NUM_ACCOUNTS 10 //create an account struct account{ int balance; int credits; int debits; }; //array of accounts struct account accounts[NUM_ACCOUNTS]; void * transactions(void * args){ int i,v; int a1,a2; for(i=0;i<NUM_TRANS;i++){ //choose a random value v = (int) random() % NUM_TRANS; //choose two random accounts a1 = (int) random() % NUM_ACCOUNTS; while((a2 = (int) random() % NUM_ACCOUNTS) == a1); //transfer from a1 to a2 accounts[a1].balance += v; accounts[a1].credits += v; accounts[a2].balance -= v; accounts[a2].debits += v; } return 0; }
If we run this program, since we have no locking, we run into the same situation as before, inconsistent output. Let's look at how we might want to add locks to the program. The simplest means to do this is to use fine locking at the level accounts.
7.1 Lock Acquisition Issues
By adding a lock to each account, we now require a worker thread to acquire the account lock on both accounts before executing a transfer:
//create an account struct account{ int balance; int credits; int debits; pthread_mutex_t lock; //lock for the account }; //array of accounts struct account accounts[NUM_ACCOUNTS]; void * transactions(void * args){ int i,v; int a1,a2; for(i=0;i<NUM_TRANS;i++){ //choose a random value v = (int) random() % NUM_TRANS; //choose two random accounts a1 = (int) random() % NUM_ACCOUNTS; while((a2 = (int) random() % NUM_ACCOUNTS) == a1); //transfer from a1 to a2 // printf("Transfer %d->%d : %d \n", a1,a2,v); //acquire lock for a1 then a2 pthread_mutex_lock(&accounts[a1].lock); pthread_mutex_lock(&accounts[a2].lock); accounts[a1].balance += v; accounts[a1].credits += v; accounts[a2].balance -= v; accounts[a2].debits += v; pthread_mutex_unlock(&accounts[a1].lock); pthread_mutex_unlock(&accounts[a2].lock); } return 0; }
This might seem to work, but this locking strategy actually will
form a deadlock. Why? The locking strategy is to lock a1
then a2
always in that order, how could a deadlock occur?
Consider that the accounts are chosen randomly from all accounts and
that there are multiple threads running. The variables a1
and a2
are standin's for account numbers or indexes into the array of
accounts. What if in two threads the following happens?
Thread 1 Thread 2 --------- ---------- a1 = 5; a1 = 3; a2 = 3; a2 = 5;
Then when we look at lock ordering, we find the following situation and deadlock might occur:
Thread 1 Thread 2 --------- ---------- lock( 5 ) lock( 3 ) lock( 3 ) lock( 5 ) DEADLOCK
We find ourselves back where we started, each thread is now waiting on a lock held by another thread. Progress cannot be made and a deadlock occurs. This happens because we did not apply a proper order to locking: How do we apply a proper ordering?
7.2 Ordering Resources to Avoid Deadlock
One way to apply a proper ordering is to leverage the fact that the
account indexes are already ordered. What if we always lock accounts
in account order? Then in above example, both threads would do
lock(3)
then lock(5)
. In code, this would look like this:
void * transactions(void * args){ int i,v; int a1,a2; for(i=0;i<NUM_TRANS;i++){ //choose a random value v = (int) random() % NUM_TRANS; //choose two random accounts a1 = (int) random() % NUM_ACCOUNTS; while((a2 = (int) random() % NUM_ACCOUNTS) == a1); //transfer from a1 to a2 if(a1 < a2){ pthread_mutex_lock(&accounts[a1].lock); pthread_mutex_lock(&accounts[a2].lock); }else{ pthread_mutex_lock(&accounts[a2].lock); pthread_mutex_lock(&accounts[a1].lock); } accounts[a1].balance += v; accounts[a1].credits += v; accounts[a2].balance -= v; accounts[a2].debits += v; if(a1 < a2){ pthread_mutex_unlock(&accounts[a2].lock); pthread_mutex_unlock(&accounts[a1].lock); }else{ pthread_mutex_unlock(&accounts[a1].lock); pthread_mutex_unlock(&accounts[a2].lock); } } return 0; }
Now, everything is consistent and deadlock is avoided.
8 The Dining Philosophers
The Dining philosophers is a classic problem of deadlock avoidance. The story goes that a philosopher does only two things in life, eat or philosophize. This particular group of philosophers sits at a large round table with food in front of each of them, and between each philosopher is a single fork. When a philosopher wishes to eat, they must acquire the fork to their right and their left, but those forks are also shared with the adjacent philosopher. If an adjacent philosopher is currently eating, then the hungry philosopher must wait for the other to finish before acquiring the fork. Once a fork is acquired, a philosopher must hold on to it until they are finished eating.
Let's look at a code example of how this might be implemented using threading:
#include <stdio.h> #include <stdlib.h> #include <unistd.h> #include <sys/types.h> #include <pthread.h> #define NUM_PHIL 10 #define ROUNDS 1000 struct fork{ int id; pthread_mutex_t * lock; //the lock on the fork }; struct philosopher{ int id; //id of this philosopher struct fork * left; //the left fork struct fork * right; //the right fork pthread_t thread_id; //POSIX thread id }; struct fork forks[NUM_PHIL]; struct philosopher philosophers[NUM_PHIL]; void * eat(void * args){ struct philosopher * phil = (struct philosopher *) args; int i; for (i = 0;i<ROUNDS;i++){ //TODO: fix locking to avoid deadlock printf("Philosopher %d ACQUIRING left fork %d\n", phil->id, phil->left->id); pthread_mutex_lock(phil->left->lock); printf("Philosopher %d ACQUIRING right fork %d\n", phil->id, phil->right->id); pthread_mutex_lock(phil->right->lock); printf("Philosopher %d EATING with fork %d and %d\n", phil->id, phil->left->id, phil->right->id); usleep(250); //sleep for a quarter second printf("Philosopher %d RELEASING fork %d\n", phil->id, phil->left->id); pthread_mutex_unlock(phil->left->lock); printf("Philosopher %d RELEASING fork %d\n", phil->id, phil->right->id); pthread_mutex_unlock(phil->right->lock); } return NULL; } int main(){ int i; printf("Initializing forks: %d\n", NUM_PHIL-1); //initialize the forks for(i=0;i<NUM_PHIL;i++){ forks[i].id = i; forks[i].lock = malloc(sizeof(pthread_mutex_t)); pthread_mutex_init(forks[i].lock, NULL); } printf("Initializing philosophers: %d\n", NUM_PHIL); //initialize the philosophers for(i=0;i<NUM_PHIL;i++){ philosophers[i].id = i; if( i == 0){ philosophers[i].left = &forks[(NUM_PHIL-1)]; }else{ philosophers[i].left = &forks[i-1]; } philosophers[i].right = &forks[(i) % NUM_PHIL]; } printf("Starting Threads\n"); //start the threads for(i=0;i<NUM_PHIL;i++){ pthread_create(&(philosophers[i].thread_id), NULL, eat, (void *) &(philosophers[i])); } //join the threads for(i=0;i<NUM_PHIL;i++){ pthread_join(philosophers[i].thread_id, NULL); } printf("All threads joined\n"); //clean memory for(i=0;i<NUM_PHIL-1;i++){ pthread_mutex_destroy(forks[i].lock); free(forks[i].lock); } return 0; }
You'll see we have a structure for philosophers and forks, and that
each philosopher has a fork to the right and left. The philosopher
with id
0 shares a fork with the philosopher with id NUM_PHIL-1
because they are sitting at a round table.
If we look at the locking procedure more closely, we see that there appears to be reasonable ordering:
printf("Philosopher %d ACQUIRING left fork %d\n", phil->id, phil->left->id); pthread_mutex_lock(phil->left->lock); printf("Philosopher %d ACQUIRING right fork %d\n", phil->id, phil->right->id); pthread_mutex_lock(phil->right->lock);
Every philosopher first reaches left to pick up a fork and then reaches right to pick up a fork. But, it doesn't avoid deadlock.
Can you solve the problem?